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dc.contributor.authorKirat, Thierry*
dc.contributor.authorMarty, Frédéric*
dc.date.accessioned2016-02-19T13:54:03Z
dc.date.available2016-02-19T13:54:03Z
dc.date.issued2015
dc.identifier.issn2220-9352
dc.identifier.urihttps://basepub.dauphine.fr/handle/123456789/15392
dc.language.isoenen
dc.subjectFinancial marketen
dc.subjectsubstantive regulationen
dc.subjectprocedural deterrenceen
dc.subjectlegalization of organizationen
dc.subject.ddc306.3en
dc.subject.classificationjelG.G1.G18
dc.titleThe regulatory practice of the French financial regulator, 2006-2011. From substantive to procedural financial regulation?en
dc.typeArticle accepté pour publication ou publié
dc.description.abstractenFraud and misconduct in financial markets have recently become a key regulatory issue against the backdrop of the financial crisis. This paper investigates the sanctions policy and practices of the French financial regulator, Autorité des Marchés Financiers (AMF). It argues that, over time, the AMF has shifted from substantive to procedural regulation of finance. This shift consists in departing from sanctions based on observed outcomes in the market and, instead, assessing how the internal organizational schemes of financial firms actually perform. The AMF's new policy and practice involves a process of legalization of organizations; it also evidences a tendency to delegate regulation to financial firms themselves.en
dc.relation.isversionofjnlnameJournal of Governance and Regulation
dc.relation.isversionofjnlvol2015en
dc.relation.isversionofjnlissue4en
dc.relation.isversionofjnldate2015
dc.relation.isversionofjnlpages441-450en
dc.contributor.countryeditoruniversityotherFRANCE
dc.subject.ddclabelSociologie économiqueen
dc.relation.forthcomingnonen
dc.relation.forthcomingprintnonen
dc.description.ssrncandidatenonen
dc.description.halcandidateouien
dc.description.readershiprechercheen
dc.description.audienceInternationalen
dc.relation.Isversionofjnlpeerreviewedoui
dc.relation.Isversionofjnlpeerreviewedouien
dc.date.updated2016-02-16T12:02:05Z
hal.person.labIds140237*
hal.person.labIds15896*
hal.identifierhal-01276504*


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